SFA 04-N21: Business Conduct Requirements for Corporate Finance Advisors
Winston WONG, GOH Jun Wei (11 May 2023) – On the 23rd of February 2023, the Money Authority of Singapore (“MAS”) published SFA 04-N21 on business conduct requirements for corporate finance advisers (“Notice”). The Notice, which will come into effect on 1st October 2023, was issued pursuant to section 101 of the Securities and Futures …
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